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- "The Privatized NREN"
-
- Mitchell Kapor
- Electronic Frontier Foundation
- February 14, 1991
-
- A Note on Terminology:
-
- Use of terms in discussions on networking is notoriously subject to
- confusion. I have chosen here to refer to the Internet as the current
- networkof networks connected by the NSFNET backbone. Some are now
- referring to this as the interim NREN. I have no quarrel with this usage,
- but will not adopt it here. I am using a term of my own coining, the
- national public network (NPN), to refer to the (still hypothetical)
- convergence of the NREN, the analog telephony public switched network
- (PSN) and its narrowband and broadband digital successor(s), the cable
- television distribution network, etc.
-
-
- Author's Note:
-
- In the small amount of space which the call for this paper required it is
- not possible to provide the necessary background to introduce and explain
- the context of various of the key stakeholders, concepts, and technical
- vocabulary employed. Those readers seeking further elucidation are
- encouraged to contact the author directly at the address supplied below.
-
- It should also be noted that the opinions expressed herein are the
- author's personal ones. Organizational affiliation is provided for purposes
- of identification only.
-
-
- Recommendation #1
-
- The time has come to facilitate the transition of the Internet into the
- first phase of a national public network (NPN) by enabling a graceful
- transition to control and operation by the private sector.
-
- One of the successful outcomes of the Internet is that wide-area
- networking based on TCP/IP protocols has evolved from a research
- prototype to a level of maturity in which, if hardly ultimate, is sufficiently
- developed and robust to stand on its own. As NSF and other government
- agencies increasingly turn to new research on high-speed networking, the
- time has come to move current infrastructure into the private sector.
-
- Individual and institutional users, whether for-profit or non-profit, will
- benefit from decreasing costs and increasing levels of service through the
- dynamics of open competition in the marketplace. At the same time, the
- lapsing of usage restrictions will encourage the development of new
- varieties of commercial information and communication services which
- are offered over the network.
-
- Network access is becoming a commodity which should be purchased
- like any other computer or telecommunications service. The role of NSF
- or other government agencies with respect to providing network access
- should be provided on the same basis as they provide support for other
- types of computer equipment and services.
-
- This said, there are delicate questions as to how this transition is to be
- accomplished.
-
-
- Recommendation #2:
-
-
- Insure a level playing field for commercial, not for profit, and non-profit
- TCP/IP internetworking companies and institutions.
-
- The infrastructure should be one in which open competition is
- encouraged.
-
- A critical question which will determine whether there will be a
- competitive market for TCP/IP internetworking is whether and under
- what conditions will it be possible for an internetworking carrier to
- connect to the network.
-
- Will a single private party such as ANS effectively control access to the
- network through control of the backbone? To the extent that backbone
- access is required to connect to networks of other countries or to
- federally controlled networks as well as to mid-level networks, this is an
- even more serious matter. If so, and if the party has no obligation, legal or
- contractual, to provide interconnection, they could use this advantage as a
- competitive weapon to stifle the development of other carriers. This
- would be undesirable.
-
- The Internet, like other networks such as the voice telephone network,
- derives value from the universality of its reach. Any user within its
- universe may readily communicate with any other user. If a situation arose
- in which sub-communities of users were threatened with isolation from
- the rest of the net simply because their mid-level carrier (whether a
- regional non-profit cooperative, or national profit-seeking entity) was
- being arbitrarily denied access to the rest of the net, it would be an abuse
- of the public interest by the party exercising this manipulative power.
-
- A contractual obligation might be one which the NSF imposed in a
- further agreement between it and the party to cover the period
- subsequent to the expiration of the present NSF-Merit-ANS agreements.
-
- A legal obligation might be one imposed by a government agency such as
- the FCC to require interconnection. A model for this could be drawn from
- the rules for non-structural safeguards called for by the FCC in its
- Computer Inquiry III. It would be desirable to achieve the same ends as
- mandated by CI III's Open Network Architecture (ONA) without involving
- the constant, costly government involvement which mediates between
- the entrenched interests of monopoly owners of transmission facilities on
- the one hand and enhanced service providers on the other.
-
- It is my belief that the NSF has, in this critical transition period, a great
- deal of leverage on all parties to secure some form of voluntary agreements
- to these ends which would obviate the need to structure a highly-regulated
- TCP/IP internetworking industry, which no one really wants to do. These
- agreements should be committed in writing and made available to the
- public in order to ensure accountability.
-
- For instance, it might be possible for MERIT/ANS, as a key stakeholder,
- to voluntarily undertake some form of binding commitment which
- guaranteed other parties the right to interconnect on an equitable basis.
-
- Note that the situation under discussion is not that of the right of a node
- to connect to a carrier, but the obligation of carriers to provide equitable
- interconnection to other carriers. This parallels the rights of long
- distance telephone carriers such as MCI to connect to local exchange
- carriers.
-
- The author understands that the implementation of such a framework
- raises many large technical and policy issues which would need to be
- undertaken in order to make an open interconnection scheme work. For
- instance, there must be determined which services, in addition to basic IP
- transport, would form the "basket" of basic services which were standard
- to the entire infrastructure. Certainly naming services, but also emerging
- user directory services, information provider services, accounting
- services, and other as yet undefined services will need to be developed in
- a cooperative fashion.
-
- Recommendation #3:
-
- Internetworking carriers should adopt a usage policies which explicitly
- provide for non-interference with respect to the contents of user traffic
- carried through the basic transport services. Carriers should also be
- understood to have no liability for the content of these transmission. This
- mirrors the position of the telephone companies and other common
- carriers with respect to message content in those media.
-
- Note that other standards of care and liability, hence other usage
- policies, may be called for in the provision of enhanced services such as
- electronic mail, computer conferencing, etc. Unfortunately, space does
- not permit a discussion of these important issues here.
-
- Adoption of this recommendation would be most consistent with the
- first amendment right of free speech and freedom of expression.
-
- The policy mechanism by which this is to be achieved is not clear. It may
- be that the common law would support such a stance, but this is
- something which would only be known as the consequence of litigation.
- While it may not be necessary to take any legal actions in advance to
- achieve this goal, it is likely that there will be an atmosphere of
- uncertainty as to whether the announced non-interference with content
- policy will be upheld in the long term.
-
- I turn now to the issue of policies for the long-term NREN.
-
- Recommendation #4:
-
- Encourage information entrepreneurship through creation of NPN as an
- open architecture platform with low barriers to entry for information
- providers.
-
- There are important lessons to be learned from the rapid success of the
- personal computer software industry. In the PC world, applications
- developed as separate stratum from operating systems (the platform
- layer). Apple and IBM enabled growth of huge markets like spreadsheets
- and word processors by creating open architectures which encouraged
- third parties to risk their own capital and put ingenuity to the test by
- developing applications. The abstention of IBM and Apple from competing
- with VisiCalc and Lotus 1-2-3 was a necessary factor in enabling the
- growth of application markets.
-
- In the world of wide area networking and telecommunications there is
- an opportunity to transplant these ideas with an expectation of equal
- success as well, but it will require a bold new style of thinking and risk-
- taking on the part of the existing stakeholders.
-
- We must regard the NPN infrastructure as a platform. This implies that
- platform providers should not try to pre-empt competition by providing
- services, but should create open architectures which encourage the entry
- of new parties to create the applications. This does not mean that
- platform providers such as the regional operating companies should be
- denied the opportunity to participate, but it does mean that they should
- free themselves from the burden of assuming they will have to develop the
- enabling applications for this new platform.
-
- The key enabling applications for the new medium cannot be predicted
- in advance. Let the market drive innovation by making experiments cheap
- and lowering barriers to entry for providers. Competition provides rapid
- sorting process as successful applications and services are rapidly
- emulated and improved upon. The founders of Apple Computer did not
- anticipate the spreadsheet. They created a platform in which 10,000 new
- product ideas got a hearing in the market. Out of this, winners emerged
- naturally and swiftly. A good platform will encourage a large number of
- start-up organizations to take the risk themselves of developing a
- sustainable application or service, but only if the platform is accessible to
- them and if it is capable of reaching a large number of potential users on a
- commercial basis.
-
- Today we understand the immense popularity with "early adopters" of
- applications like wide-area electronic mail, computer conferencing, and
- electronic publications on the existing infrastructure. Yet these
- applications are caught in a peculiar limbo. The software is barely good
- enough for a technically astute person to understand and use. For the
- most part, users are not paying directly for these services. At the same
- time the commercial opportunity to further develop these applications is
- not widely perceived as so great as to cause firms to be willing to invest
- heavily.
-
- What is needed is to stimulate the development of applications in a
- controlled fashion to the point at which their full commercial viability
- gains critical mass. What is needed are relatively inexpensive controlled
- experiments which combine the implementation of next generation
- infrastructure with a focused effort to create the next generation
- applications prototypes. These efforts should be a very high priority not
- only of the NREN but of the telephone companies as well in the
- deployment of narrowband ISDN.
-
- One should not assume existing information providers will be the major
- players. In PC's existing mainframe and minicomputer software houses
- did not dominate PC software market. In fact, they were an insignificant
- factor. Existing information services providers will clearly benefit from
- the development of an NPN and should be included in the design and
- development process, but they are unlikely to develop the unanticipated
- new applications which will create huge new markets.
-
- There is a fertile computer underground of tens of thousands of non-
- commercial computer bulletin boards, electronic newsletters and other
- publications, chat lines, and other services which operate in a completely
- ad hoc fashion mostly over the public switched telephone network and to
- some extent over the Internet. Efforts should be made to include the
- designers of these grass roots experiments in digital media in the
- development of applications and services for the NPN.
-
- The NPN should encourage information entrepreneurship. Make it as
- easy to provide a service as it is to order a business telephone and get a
- listing in the yellow pages. The architectural design of NPN should be
- heavily influenced by these considerations. Now is the time to invite
- prospective developers in while they can influence the design of the
- platform.
-
- Government should consider how to accelerate commercial development
- by selective funding of key research prototypes of network applications.
- These efforts should actively attempt to include creative talent from across
- the entire spectrum of computing and communications technology.
-
- Recommendation #5:
-
- Design the NPN with the intent of fully applying first amendment rights
- of freedom of speech, freedom of the press, and freedom of assembly to its
- users.
-
- Among the many ultimate uses of the NPN, information and
- communication applications will be in the first rank. As such, our society
- will face many of the choices it has faced in the past with the creation of
- new media such as the telephony and broadcasting. As Ithiel de Sola Pool
- pointed out so clearly in "Technologies of Freedom", there are critical
- choices to be made in the early years of a new medium with regard to the
- regulatory model to be adopted. The lack of regulation and government
- ability to control print media stands in sharp contrast to the heavy
- regulation and control over broadcasting.
-
- The development of new digital media based on a national public
- network will raise these issues once again. Because digital media
- represent a convergence of all previous media in including elements
- characteristic of print, telephony and other forms of common carriage,
- and broadcasting, the process of developing a social consensus about the
- treatment of digital media is especially challenging.
-
- I would agree with de Sola Pool in recommending that the public
- interest will be best served by a regime which encourages the greatest
- diversity and hence the greatest public choice. The print model of
- protection of free speech through the general absence of censorship and
- government control, as buttressed by the first amendment, offers the
- greatest chance of achieving this end.
-
-
- Conclusion:
-
- Obviously there are an enormous number of programmatic details to be
- worked out to realize these recommendations. As well, many of the
- propositions set forth may be regarded as controversial. If this paper has
- succeeded in injecting new ideas into the public discourse, it must be
- considered successful.
-
-
- Mitchell Kapor, President Electronic Frontier Foundation, Inc. 155
- Second St. Cambridge, MA 02141
-
- Internet: mkapor@eff.org
- MCI Mail: mkapor (617) 864-1550